please answer these

In Central Bank of Denver, N.A. v. First Interstate Bank of Denver, N.A., the Supreme Court held that --

1. An aider and abettor of securities fraud is liable under Rule 10b-5
2. A bond trustee cannot be sued by an investor for "aiding and abetting" a 10b-5 violation
3. There is no private cause of action for a violation of Rule 10b-5
4. There is a private right of action for violation of Rule 10b-5

Public disclosure of a broker-dealer's SAR filing is --

1. Always prohibited
2. Sometimes required by the Freedom of Information Act
3. Sometimes required by the Bank Secrecy Act
4. Always required

For a company to obtain "cooperation credit" from the Justice Department in a Federal securities fraud investigation --

1.The Company must make "proactive disclosure to the DOJ

2.The Company's CEO must plead guilty

3.The Company must restate its financial statements

4.The Company must "claw-back" its CEO's annual bonus

Under Section 16(b) of the Securities Exchange Act of 1934, "short swing profits" --

1. Are recoverable by the Company
2. Are prohibited
3. Are generated by short sales of Company securities
4. Must be approved by the Audit Committee