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Please reply w/300 wrds .... Briefly explain spoofing or and why it is illegal ( e.g., effect on business, society); What is the specific statute
Please reply w/300 wrds .... Briefly explain spoofing or and why it is illegal (e.g., effect on business, society);
- What is the specific statute and/or regulation violated by this conduct?
- Identify the SEC case you have selected and provide a link to the case;
- Describe the violation illustrated by the case, e.g. Who are the parties? What did the violator(s) do that constituted spoofing or insider trading? Who was harmed by the violation?
- What is the ethical framework you observe was followed by the violator(s) in committing the illegal conduct?
- Explain how the case was resolved, e.g., What happened to the violator(s)? What were the penalties levied against the violator(s), if any?
- Do you believe the result is a just resolution of the violation? Why or why not?
- Share any other thoughts you have on this topic.
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