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pls ans questions 6-10, ty!! estion 6 (10 points) 1. The SEC is NOT authorized to a. enforce laws that pertain to the issue and

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estion 6 (10 points) 1. The SEC is NOT authorized to a. enforce laws that pertain to the issue and trading of securities b. regulate the promotion of corporate securities c. set minimum and maximum prices for securities d. administer and enforce the Securities Act of 1933 Question 7 (10 points) In , an investment banking firm purchases an entire issue of securities or aids a corporation in the placement of an issue. a. distribution b. indemnification c. underwriting d. market extension Question 8 (10 points) 1. The Securities Act of 1933 a. gradually reduced the sale of securities to the investing public b. requires a corporation wishing to sell securities to disclose certain information to the public c. discourages low income investors from purchasing corporate stock d. reimbursed investors who may have lost millions in the stock market crash of 1929 Question 9 (10 points) Which of the following is NOT a target of the Securities Act of 1933? a. Excessively high interest rates b. Securities fraud c. Falsely inflated stock prices d. Investment in corporations that do not intend to do business When a corporation issues new securities, the mechanism used is a. liquidation b. selling short c. price fixing d. underwriting

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