Question 1

1- How do brokerage firms make money from the bellow ?

a. Stock commissions

b. Trading profits on stocks

c. Trading profits on bonds

d. Payment for order flows

e. Investment banking fees

f. Mutual fund fees

Question 2

1- What is the suitability rule ?

2- How do I explain the five categories of unsuitable investments based on the below ?

a. Unsuitable types of securities

b. Unsuitable grades of securities

c. Unsuitable diversification

d. Unsuitable trading techniques

e. Unsuitable liquidity