Question 1 1 pts An issuer: is a person or corporate entity that buys and sells securities is corporation or government which raises capital by issuing either debt or equity may register both as a broker-dealer and a commodity broker O is a corporate entity that buys and sells securities Question 2 1 pts Trading securities on an exchange: is largely unregulated and therefore individuals must do their own due diligence before conducting transactions is restricted to brokers who are members of the exchange. is governed by a Central bank, reserve bank, or other monetary authority O is conducted by private individuals participating in private transactions