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Question 10 A conflict of interest is created, for example, when brokers are offered a higher commission for selling a firm's own in-house mutual funds

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Question 10 A conflict of interest is created, for example, when brokers are offered a higher commission for selling a firm's own in-house mutual funds than for selling the funds of other forms mutual fund managers also trade for their own account. all of the above. analysts for an investment bank are also olved in the bank's deals Question 11 A conflict of interest cannot be managed by recusal of the person(s) with a conflict of interest avoidance by not acquiring any conflicting interests. requiring disclosure of conflicts of interest. increasing compensation of agents and fiduciaries

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