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QUESTION 11 Match the legislation to the issues it addresses. Secondary market trading of securitiues New issuance of securities Accounting Fraud Financing Startups Regulating Mutual

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QUESTION 11 Match the legislation to the issues it addresses. Secondary market trading of securitiues New issuance of securities Accounting Fraud Financing Startups Regulating Mutual Funds Addressing the weaknesses in the systemsshown by the Financial Crisis pf 2008 A. Dodd-Frank B. Securities Act of 1944 C. Securities Exchange Act of 1934 D.Sarbanes-Oxley E.JOBS Act of 2012 F Investment Company Act of 1940 QUESTION 12 Which control function(s) are truly independent Market risk Credit risk Operational risk Human resources Audit Compliance Human resources De

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