Question 13 (1 point) A non-registered staff member at a local investment dealer was asked by a customer to complete a trade order for them, as their Financial Advisor was at lunch. Can the non-registered staff member accept this trade request? Yes, as long as they do not act further on the trade No, by accepting the request, they are deemed to be furthering a trade Yes, this is a courtesy to the client and the Financial Advisor it will depend on whether the trade is a security or a mutual fund Question 14. (1 point) When must an advisor provide a Fund Fact document to a client who is buying a va fund for the first time? 10