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QUESTION 25 The JOBS Act permits Emerging Growth Companies (EGCS) that are considering going public to test the waters before filing a public registration statement.

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QUESTION 25 The JOBS Act permits Emerging Growth Companies (EGCS) that are considering going public to test the waters before filing a public registration statement. O True False QUESTION 26 According to our guest lecture on Securities Laws, you have to actually sell a security in order to trigger securities laws. True False QUESTION 27 A security that offers the issuer the option of paying dividends in cash or by issuing additional amounts of the preferred security is known as participating preferred stock. True False QUESTION 28 The VC acronym SLOR refers to the "Syndicate Lead Investor in a financing round. O True False QUESTION 29 Under a "green shoe provision", Insiders are prohibited from selling their existing shares for a specified period of time. Insiders typically include the private investors and key employee True False

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