Question
QUESTION 35 Which of the following is FALSE about offerings that are exempt from SEC registration (and the applicable securities laws): Under anti-fraud laws, the
QUESTION 35
-
Which of the following is FALSE about offerings that are exempt from SEC registration (and the applicable securities laws):
Under anti-fraud laws, the companies issuing securities are responsible for false or misleading statements made on their behalf regarding the company and the securities being offered
Even if an offering is exempt from registration, anti-fraud laws still apply
The government enforces securities laws through criminal, civil and administrative proceedings - and private parties also can bring actions under some securities laws
If an offering is exempt from registration, anti-fraud laws do NOT apply
Step by Step Solution
There are 3 Steps involved in it
Step: 1
Get Instant Access to Expert-Tailored Solutions
See step-by-step solutions with expert insights and AI powered tools for academic success
Step: 2
Step: 3
Ace Your Homework with AI
Get the answers you need in no time with our AI-driven, step-by-step assistance
Get Started