Answered step by step
Verified Expert Solution
Link Copied!

Question

1 Approved Answer

Question 4 - Internal Control and Audit of Cash Balances PARTA Slippers Ltd (Slippers) operates a chain of hotels across the country. Slippers employs in

image text in transcribed
Question 4 - Internal Control and Audit of Cash Balances PARTA Slippers Ltd (Slippers) operates a chain of hotels across the country. Slippers employs in excess of 250 permanent employees and its year end is 31 August 2020. As the audit senior you are currently reviewing the documentation of Slippers' payroll system, detailed below, in preparation for the interim audit. Slippers payroll system Permanent employees work a standard number of hours per week as specified in their employment contract. However, when the hotels are busy, staff can be requested by management to work additional shifts as overtime. This can either be paid on a monthly basis or taken as days off. Employees record any overtime worked and days taken off on weekly overtime sheets which are sent to the payroll department. The standard hours per employee are automatically set up in the system and the overtime sheets are entered by clerks into the payroll package, which automatically calculates the gross and net pay along with relevant deductions. These calculations are not checked at all. Wages are increased by the rate of inflation each year and the clerks are responsible for updating the standing data in the payroll system. Employees are paid on a monthly basis by bank transfer for their contracted weekly hours and for any overtime worked in the previous month. If employees choose to be paid for overtime, authorisation is required by department heads of any overtime in excess of 30% of standard hours. If employees choose instead to take days off, the payroll clerks should check back to the overtime worked' report; however, this report is not always checked. The overtime worked report which details any overtime recorded by employees, is run by the payroll department weekly and emailed to department heads for authorisation. The payroll department asks department heads to only report if there are any errors recorded. Department heads are required to arrange for overtime sheets to be authorised by an alternative responsible official if they are away on annual leave; however, there are instances where this arrangement has not occurred. The payroll package produces a list of payments per employee; this links into the bank system to produce a list of automatic payments. The finance director reviews the total list of bank transfers and compares this to the total amount to be paid per the payroll records; if any issues arise then the automatic bank transfer can be manually changed by the finance director. Required 1. Identify and explain THREE deficiencies in respect of the above payroll system ii. Recommend a control to address each of the deficiencies identified in part () (6 marks) Note - Set up your answer to parts (1) and (i) as a table with one column labelled "Deficiencies". and the other column "Recommended controls" Semester 12020/2021

Step by Step Solution

There are 3 Steps involved in it

Step: 1

blur-text-image

Get Instant Access to Expert-Tailored Solutions

See step-by-step solutions with expert insights and AI powered tools for academic success

Step: 2

blur-text-image

Step: 3

blur-text-image

Ace Your Homework with AI

Get the answers you need in no time with our AI-driven, step-by-step assistance

Get Started

Recommended Textbook for

The Development Of The American Public Accounting Profession

Authors: T.A. Lee

1st Edition

0415403944, 9780415403948

More Books

Students also viewed these Accounting questions