Question
QUESTION 45 Which statement(s) is/are true? Statement 1: Members and candidates with supervisory responsibility must detect all violations of the Code and Standards. Statement 2:
QUESTION 45
- Which statement(s) is/are true?
Statement 1: Members and candidates with supervisory responsibility must detect all violations of the Code and Standards. Statement 2: Members and candidates with supervisory responsibility should make reasonable efforts to see that appropriate compliance procedures are established and documented. Statement 3: Members and candidates with supervisory responsibility are only required to report any misconduct up the chain of command and warning the employee to cease the activity.
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| a. | Statement 1 only. |
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| b. | Statement 2 only. |
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| c. | Statements 2 and 3 are true. |
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Enterprise Applications And Services In The Finance Industry
Authors: Artur Lugmayr
1st Edition
331928150X,3319281518
