Question #$5$ of $5$

Under FINRA Rule $2330,$ what must registered principals do when they receive a recommendation from a registered representative for the purchase of a deferred variable annuity?

A$)$ Take $14$ days in which to complete the review and approval process

B$)$ Send a check and application to the insurer who issues the product immediately

C$)$ Call the client to review the answers to the questions to be certain that they are accurately recorded

D$)$ Review the documentation and decide whether or not to approve the transaction