Question
QUESTION 62 Note:This question may have more than one correct answer. Which of the following statements are True about the Securities Exchange Act of1934? a.
QUESTION 62
Note:This question may have more than one correct answer.
Which of the following statements are True about the Securities Exchange Act of1934?
a.
Rule 10b-5 of the Securities And Exchange Act of 1934 applies to securities that do not have to be registered.
b.
It requires periodic disclosures from issuers of securities.
c.
It regulates short-swing profits in order to stop speculative insider trading.
d.
It is a blue-sky law.
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Legal Environment Of Business
Authors: Henry R. Cheeseman
9th Edition
0135173957, 978-0135173954
