QUESTION 62

Note:This question may have more than one correct answer.

Which of the following statements are True about the Securities Exchange Act of1934?

a.

Rule 10b-5 of the Securities And Exchange Act of 1934 applies to securities that do not have to be registered.

b.

It requires periodic disclosures from issuers of securities.

c.

It regulates short-swing profits in order to stop speculative insider trading.

d.

It is a blue-sky law.