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Question 77 (1 point) () Listen Although issuers of securities are required to file a registration statement with the Securities and Exchange Commission, they are
Question 77 (1 point) () Listen Although issuers of securities are required to file a registration statement with the Securities and Exchange Commission, they are not required to file a prospectus because the prospectus is merely an advertising tool that issuers distribute to potential investors. ( 1) True O 2) False Question 78 (1 point) Listen Securities may be sold during the prefiling period. 1) True ( 2) False Question 79 (1 point) ) Listen The average investor must register securities when he or she wants to sell. 1) True ( 2) False
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