Question 9 1 pts Which of the following does Section 201 of Title II allow an auditing firm to perform for their client? o Bookkeeping or other services related to the accounting records or financial statements of the audit client. Broker or dealer, investment adviser.or investment banking services. O services (such as those relating to tax returns) not listed above to be provided contemporaneously with audits Actuarial services. 1 pts D Question 10 Section 301 requires compliance with its provisions as a precondition to companies being publicly traded. Companies not in compliance with Section 301 can be. e Charged in Federal District Court with a civill violation. @ Placed on probation or be delisted, by the SEC Audited by the IRS. eThere is no penalty for non-compliance with Section 301. Question 11 1 pts Under Section 302, the CEO and CFO must file separate reports that certify. O The signing officer has reviewed the report. The report does not contain any untrue statement of a material fact. The financial statements fairly present in all material respects the financial condition and results of operations of the year. All of the above