questions about financial regulation& ethics

t of the integrated disciosare the following is NOT a Porm s-1 Reeulation S-A Regulation S-3 1z Which of the following statutes is NOr included understanding of the "U.S. Securities Laws in the common a nvestment Company Act of 1940 Trust Indenture Act of 1939 C Bank Holding Company Act of 1956 d. Public Utility Holding Company Act of 1935 13. Most state regulation of securities offerings and private placements was federally preempted by do a. The Uniform Securities Act (USA) b. The National Securities Markets Improvement Act (NSMIA) c The Securities Litigation Uniform Standards Act (SLUSA) d. The Private Securities Litigation Reform Act of 1995 (PSLRA) An investor class action alleging securities fraud in publicly traded securities may be brought 14