Question
Questions :- Which of the following statements is correct: Good faith is essentially the opposite of acting with scienter. A person who acts in good
Questions :- Which of the following statements is correct:
Good faith is essentially the opposite of acting with scienter. | ||
A person who acts in good faith may also violate Section 10(b) of the Exchange Act. | ||
A person who acts in good faith may also violate Section 17(a)(1) of the Securities Act. | ||
Scienter can only be proven by establishing that a defendant intentionally sought to defraud the victim. |
Questions :-Which of the following statements is correct:
It's possible for the same underlying fraudulent scheme to constitute mail fraud, wire fraud, and securities fraud. | ||
It's not possible for the same underlying fraudulent scheme to constitute mail fraud, wire fraud, and securities fraud. | ||
It's possible for the same underlying fraudulent scheme to constitute mail fraud and wire fraud, but not securities fraud. | ||
It's possible for the same underlying fraudulent scheme to constitute securities fraud and wire fraud, but not mail fraud. |
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