Question
Recent CRM2implementation represents significant regulatory reforms to enhance advisor/client relationship. It aims to improve transparency via disclosure of fees, account performance , strengthening suitability &
Recent CRM2implementation represents significant regulatory reforms to enhance advisor/client relationship. It aims to improve transparency via disclosure of fees, account performance , strengthening suitability & prevent conflicts of interest.
Do you think enough has beendone to protect consumer?
What are some of the improved protection provided by the new system?
What are some of the possible negative "unintended consequences"?
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Introduction to Finance Markets, Investments and Financial Management
Authors: Ronald W. Melicher, Edgar A. Norton
16th edition
1119398282, 978-1-119-3211, 1119321115, 978-1119398288
