Recognize when someone would be an insider trader and when another would not be considered an insider trader. (5) 41. What kind of companies does the Securities Exchange Act of 1934 apply to? 42. If a company offers to sell its securities in a single state, what items are likely to be included in the state's securities statutes? 43. Under the Sarbanes-Oxley Act of 2002, what are a company's senior officers required to set up and maintain? 44. Under Sarbanes-Oxley, what must a company's chief financial officer (CFO) personally certify to the SEC? 45. Under Sarbanes-Oxley, is a company subject to the direct corporate governance requirements of the federal government?