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Regulatory Framework and Legal Issues In Business I HAVE 1HR TO ANSWER. PLEASE HELP ME TUTORS! OWN WORDS. The securities market must be fair, efficient,
Regulatory Framework and Legal Issues In Business
I HAVE 1HR TO ANSWER. PLEASE HELP ME TUTORS!
OWN WORDS.
- The securities market must be fair, efficient, and transparent. Explain what does this mean and how the securities market could attain its fairness, efficiency and transparency.
- What does manipulative schemes and devices in the securities market imply? Explain.
- Why exempt securities are not covered by the disclosure regime of the Securities Regulation Code?
- Why is the Philippine Stock Exchange deemed a Self-Regulatory Organization or SRO? How does SRO status be attained under the regulatory framework on securities transactions.
- Distinguish primary market with secondary markets in securities transactions.
- Distinguish fixed income securities with non-fixed income securities.
- Distinguish debt securities with equity securities.
- What does derivatives mean as kind of securities?
- What does disclosure regime mean in securities market transactions?
- What does "necessary in the investors protection" mean in securities transaction?
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