Required information Securities Regulation Part 1... Securities Regulation Part 1 When the principals of a business venture wish to raise capital for its operations or expansion, one option is to turn to the securities market. Deviate was a small computer manufacturer that started out as a garage business in its CEO Steven's garage. After a few years, the business was incorporated and saw rapid growth. Steven decided that he needed new capital to expand the business and decided to take Deviate public. Deviate issued 1,000,000 shares of stock. He also took out a loan from Nueva Bank. The stock shares were originally sold to an underwriter, Fields \& Marks, an investment bank. Fields \& Marks then sold the shares to the public using the brokerage firm, H.M. Cotton. Investors bought the entire offering of 1,000,000 shares. Deviate also issued ten-year coupon bonds with Which of the following are securities? I. The issuance of 1,000,000 shares of stock. II. The loan from Nueva Bank. III. The issuance of the coupon bonds 1b. When Deviate issued the.... When Deviate issued the 1,000,000 shares of stock, it was engaging in which of the following? Multiple Choice An intermediary issuance Which of the following is an intermediary in the initial public offering of Deviate's stock? I. Deviate Computers. II. Nueva Bank. III. Fields \& Marks. IV. H.M. Cotton Multiple Choice I and III nonly 1e. Prior to Deviate offering its... Prior to Deviate offering its stock through an initial public offering, it was approached by Jumpstarter. Jumpstarter wanted to fund Deviate by bringing a large number of people together who would each make a smal investment to finance Deviate. Jumpstarter was atteripting which of the following? Multuple Choice Crowatinding 5 wamplunding