Question
Research recent banking enforcement actions (OCC, Federal Reserve, FDIC, CFPB). Analyze one public action (excluding flood insurance violations and civil money penalties for those). With
Research recent banking enforcement actions (OCC, Federal Reserve, FDIC, CFPB). Analyze one public action (excluding flood insurance violations and civil money penalties for those). With the benefit of hindsight given that the action is public, if you had been the compliance officer in the impacted bank, what steps should have been taken to avoid the enforcement action?
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The Legal Environment of Business A Critical Thinking Approach
Authors: Nancy K. Kubasek, Bartley A. Brennan, M. Neil Browne
8th edition
134074033, 978-0134074030
