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Rose, a portfolio manager for a local investment advisory firm, is planning to sell a portion of her personal investment portfolio to cover the costs
Rose, a portfolio manager for a local investment advisory firm, is planning to sell a portion of her personal investment portfolio to cover the costs of her child's academic tuition. Rose wants to sell a portion of her holdings in Household Products, but her firm recently upgraded the stock to "strong buy." Which of the following describes Rose's options under the Code and Standards? Which CFA Institute standard of professional conduct best applies to your above answer?
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