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SEC Problems & Questions from Regulations S-X and S-K State the Specific Technical Cite and Provide the Answer(s) Does a Company have to disclose whether

SEC Problems & Questions from Regulations S-X and S-K

State the Specific Technical Cite and Provide the Answer(s)

  1. Does a Company have to disclose whether it has a Code of Ethics covering its principle officers? Regulation S-K
  2. What is the applicable percentage that requires individual items to be separately stated in the balance sheet if the related amount exceeds such percent of total assets? Regulation S-X

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