Sesi Na J.-Cented Independence- Ne Violation 2. Independence-Violation L Contingent Fee No Violation 3. Contingent Fees Violation C. Integrity and Objectivity. -No Violation K. Acts Discreditable--Ne Violation D. Iofegrity and Ohjecavity-Violation L Acts Discreditable. -Violation E Amounting Principle Ne Violation E Accounting Principle-. Violation M. Advertising and Solicitation No Violation N. Advertising and Solicitation -Violation G. Confidential Client In...No Violation H Confidencial Client Inf... Violation P 0. Commissions and Referrals No Violation . Commissions and Referrals.Violation 6. Fpson, CPA, is a partner in the fimm Thompson and Cunningham, CPAs. Frys spouse is on the board of director of Peace Corporation, an audit client of Thompson and Washington Fryson does not participate on this audit engagement 7. Galice Lorenzo, CPA hus disclosed client information as part of an ethics violation for a state board of accountancy investigation Miller. CPA performs investment advisory services for an audit client and receives an annual fee based on a percentage of the value of the client's investment portfolio at the end of each year. 9. Reyes, CPA, is the auditor of Peace Hall Corporation. Reyes received a 10% commission from Albany Computer Systems for hardware/software sold to Peace Hall. The sale was made based on Reyes recommendation that Peace Hall needed a new accounting information system. Reyes disclosed the commission to Peace Hall management. Reyes also performs the annual audit of Peace Hall Corporation 10. Wong. CPA, a partner in Thompson and Cunningham, CPA, hold the position of honorary director for the Friends of ASU, a timm audit client Sesi Na J.-Cented Independence- Ne Violation 2. Independence-Violation L Contingent Fee No Violation 3. Contingent Fees Violation C. Integrity and Objectivity. -No Violation K. Acts Discreditable--Ne Violation D. Iofegrity and Ohjecavity-Violation L Acts Discreditable. -Violation E Amounting Principle Ne Violation E Accounting Principle-. Violation M. Advertising and Solicitation No Violation N. Advertising and Solicitation -Violation G. Confidential Client In...No Violation H Confidencial Client Inf... Violation P 0. Commissions and Referrals No Violation . Commissions and Referrals.Violation 6. Fpson, CPA, is a partner in the fimm Thompson and Cunningham, CPAs. Frys spouse is on the board of director of Peace Corporation, an audit client of Thompson and Washington Fryson does not participate on this audit engagement 7. Galice Lorenzo, CPA hus disclosed client information as part of an ethics violation for a state board of accountancy investigation Miller. CPA performs investment advisory services for an audit client and receives an annual fee based on a percentage of the value of the client's investment portfolio at the end of each year. 9. Reyes, CPA, is the auditor of Peace Hall Corporation. Reyes received a 10% commission from Albany Computer Systems for hardware/software sold to Peace Hall. The sale was made based on Reyes recommendation that Peace Hall needed a new accounting information system. Reyes disclosed the commission to Peace Hall management. Reyes also performs the annual audit of Peace Hall Corporation 10. Wong. CPA, a partner in Thompson and Cunningham, CPA, hold the position of honorary director for the Friends of ASU, a timm audit client
