Question
Task 2: Processes to respond to concerns Complete the following table to explain strategies you could use to respond to concerns and discrepancies betweenwhat is
Task 2: Processes to respond to concerns
Complete the following table to explain strategies you could use to respond to concerns and discrepancies betweenwhat is required by legislation and what is being applied by the agency and the agent.
Table 8 Processes to respond to concerns
| Concern /Discrepancy | Strategies to respond to concerns and discrepancies in the application of legislation |
|---|---|
| Dishonesty | |
| Misleading information - verbal, written and images | |
| In breach of licence conditions, the agent has not completed the required CPD training | |
| Acted in a manner against company standards, policies, and procedures. |
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Table 8 Processes to Respond to Concerns Concern Discrepancy Strategies to Respond to Concerns and Discrepancies in the Application of Legislation Dis...
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Fundamentals of Investing
Authors: Scott B. Smart, Lawrence J. Gitman, Michael D. Joehnk
12th edition
978-0133075403, 133075354, 9780133423938, 133075400, 013342393X, 978-0133075359
