The Assignment:

1.Choose an INTERNATIONAL bank/financial company with non-compliance issue/s

2.Give a brief introduction about the bank/financial company you chose

3.What is/are the non-compliance issue/s ? What caused it? What could have prevented it? What was the

implications on the bank/financial company?

4.What did the bank/financial company do about it?

5.What is the current status of the issue?

6.How can the bank/financial company avoid non-compliance issues from happening again?