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The following ustions involve the provision of nonauditorice Indicate whether providing the rice sa volation of AICPA resor Sendes etuding Sartanes-Oxley requirements an independence Violation

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The following ustions involve the provision of nonauditorice Indicate whether providing the rice sa volation of AICPA resor Sendes etuding Sartanes-Oxley requirements an independence Violation Situation Providing advice to a private company client on accounting for a merger with another private company Providing bookkeeping services to a private company. The source documents were b. prepared and authorized by the client Providing Internal audit Services to a puble company that is not an audit client Implementing a financial information system designed by management for private d company Recommending a tax shelter to a client that is publicly held. The services were preapproved by the audit committee Providing bookkeeping services to a public company. The services were preapproved by the audit committee of the company Providing internal audit Services to public company audit client with the preapproval of the audit committee No Yes The following stations nvolve the provision of nonaudit services, Indicate whether providing the service is a violation of AICPA rules or SEC rides including Sarbanes-Oudey requirements on independence. Violation? Situation Providing advice to a private company client on accounting for a merger with aanother private company Providing bookkeeping services to a private company. The source documents were . prepared and authorized by the client e Providing internal audit services to a public company that is not an audit client Implementing a financial information system designed by management for a private d. company Recommending a tax shelter to a client that is publicly held. The services were e preapproved by the audit committee Providing bookkeeping services to a public company. The services were preapproved by the audit committee of the company Providing internal audit services to a public company audit client with the 9 preapproval of the audit committee

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