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The Investment Advisers Act of 1940 requires investment advisers to: OA. to provide services for fees only, and not to sell financial products for
The Investment Advisers Act of 1940 requires investment advisers to: OA. to provide services for fees only, and not to sell financial products for commissions. B. to be Certified Financial Planners. C. to be Certified Public Accountants. D. to make full disclosure of their backgrounds and conflicts of interest..
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Contemporary Financial Management
Authors: James R Mcguigan, R Charles Moyer, William J Kretlow
10th Edition
978-0324289114, 0324289111
