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The requires investment companies to register with the Securities and Exchange Commission (SEC) and to fulfill certain disclosure requirements. a. Investment Company Act of

The requires investment companies to register with the Securities and Exchange Commission (SEC) and to fulfill certain disclosure requirements. a. Investment Company Act of 1940 b. Sarbanes-Oxley Act of 2002 c. Securities Exchange Act of 1934 d. Securities Investor Protection Act of 1970 e. Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010

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