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The Sarbanes-Oxley Act impacted corporate governance in which of the following ways? Choose 3 answers. required registration of private company stock increased corporate officer accountability

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The Sarbanes-Oxley Act impacted corporate governance in which of the following ways? Choose 3 answers. required registration of private company stock increased corporate officer accountability mandated internal controls for financial reporting enhanced penalties for securities fraudBlue sky laws apply to what type of securities transaction? O state-regulated securities offerings O stock offerings that exceed $1,000 per share O stocks traded on a national stock exchange sales of stocks from fictitious companiesWhich of the following securities are exempt from registration under the Securities Act of 1933? Choose 3 answers. C] securities issued by a corporation when the company has issued less than $70 million in securities in the past 12 months C] tax-exempt bonds issued by a charitable organization C] a corporate promissory note with a term of 9 months or less C] federal government bonds A debt issued by a company as a negotiable instrument with a term of 9 months or less is a security that is exempt from registration and is called: O short-term commercial paper. short-term private placement. a short-term offering. a short-swing trade.In addition to describing the securities being offered for sale, a registration statement must meet which of the following requirements? Choose 3 answers. It must be led with the Security and Exchange Commission (SEC) online' It must be mailed to all investors. It must contain specic information about the compaan management. assets, liabilities, and risk factors. It must state how the corporation intends to use the proceeds from the sale of its securities' Which of the following are among the five periods identified by the Securities and Exchange Commission (SEC) rules in the registration process? Choose 2 answers. a selling period a waiting period a pre-filing period a prospectus period

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