Question
The Sarbanes-Oxley Act impacted corporate governance in which of the following ways? Choose 3 answers. required registration of private company stock mandated internal controls for
The Sarbanes-Oxley Act impacted corporate governance in which of the following ways? Choose 3 answers.
required registration of private company stock
mandated internal controls for financial reporting
enhanced penalties for securities fraud
increased corporate officer accountability
Which of the following securities are exempt from registration under the Securities Act of 1933? Choose 3 answers.
a corporate promissory note with a term of 9 months or less
tax-exempt bonds issued by a charitable organization
federal government bonds
securities issued by a corporation when the company has issued less than $70 million in securities in the past 12 months
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