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The Sarbanes-Oxley Act of 2002 requires: A registration of new non-exempt issues with the SEC B chief corporate officers to make quarterly certification of the

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The Sarbanes-Oxley Act of 2002 requires: A registration of new non-exempt issues with the SEC B chief corporate officers to make quarterly certification of the company's financial disclosures Co research analysts to be separated from investment banking functions at broker-dealers e xempt issuers to file audited financial statements with the SEC D

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