The values applicable to market filters by price and amount will be as follows: by price. For shares, coupons, CPOs on shares, Trac, CCD, CERPIS FIBRAS, FIBRA E, mortgage trust certificates andwarrants, a parameter of 5% price variation is established, taking as a basis for calculation the last fact of the moment and, if there is no operation during the auction session, the previous closing price. For global market securities the parameter is 8%, if the security has not been traded, the calculation basis will be the closing price of the market of origin PCO. In this calculation, the price will be rounded to the nearest bid, so the percentage indicated above could be different.

When auditing several transactions, the Electronic Trading System shows different filters applied to the sale and purchase bids, showing parameters of 18%.

a) Identifies the subject or subjects of the crime.

b) Identifies the crime that was committed, actions or omissions.

c) Mentions the law or laws that respond to the previous situation.