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This week we are covering various components of our regulatory system that relate to governance (SOX 2002,DoddFrank, the stockmarket listing and practice standards from the
This week we are covering various components of our regulatory system that relate to governance (SOX 2002,DoddFrank, the stockmarket listing and practice standards from the Stock Exchanges and the SEC, the Audit Standards, and the COSO framework for internal control).
Are there any gaps in this overall framework that allow for Corporations to continue to engage in problematic behavior that you believe could be fixed?
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