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Under NASAA rules, investment advisers must annually: A B (co update the Form ADV disclosure document and send it to existing customers if there is

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Under NASAA rules, investment advisers must annually: A B (co update the Form ADV disclosure document and send it to existing customers if there is a material change compute the total fees charged to each customer and disclose them in writing send customers account statements, if the adviser takes custody, or intends to take custody, of client assets u pdate customer account profiles and suitability information and change investment allocations accordingly D

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