Version 5 One of the investment managers in the brokerage division of the investment bank in which you work as a compliance officer covers shares in blockchain corporations and is considered an expert in that market. He regularly writes for the industry press on matters to do with blockchain and, from time to time, even provides TV commentary on the CNN business programmes Quest Means Business and First Move. You are tasked with keeping a record of his media involvement and decide to compare this with his trading activity for his clients. You discern an ambiguous pattern in that he sometimes shares in the press and then shortly thereafter sells those shares from his client's portfolios and, on other occasion, he expressed a negative opinion about a share but then bought it for his client anyway. Does this investment manager, based on these anomalous trades, deserve disciplinary action? Answer YES or NO and explain taking into consideration only applicable elements from the following: Inducements/bribes . Market abuse/conduct . Conflict of interest Client's best interest rule . Know Your Customer (KYC) Tipping off I Given your answer of YES or NO, what further steps, if any, would you recommend to the Executive in charge of the Brokerage Division to undertake with respect to this investment advisor? While you may want to do further reading on inducements/bribes, market abuse/conduct, conflict of interest, client's best interest rule, KYC and tipping off, do not provide any definitions. If you gain insights from any outside source, incorporating them into your