Question
what is a situation where a financial planner can innocently cross the line into unethical conduct. An advisor might recommend a product that is not
what is a situation where a financial planner can innocently cross the line into unethical conduct. An advisor might recommend a product that is not suitable for a client.Or issues like "selling away" or "rebating " may be involved.
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Personal Finance Building Your Future
Authors: Robert B. Walker, Kristy P. Walker
1st edition
9780077861728, 978-0073530659
