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When applying for a registered position at a broker - dealer, a person who was convicted of a felony and later pardoned: A Need not
When applying for a registered position at a brokerdealer, a person who
was convicted of a felony and later pardoned:
A
Need not disclose that on Form U
Only needs to disclose the felony if it involved securities
Only needs to disclose the felony on Form if it occurred in the last years
Must disclose it on Form U
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