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When issuing securities, which of the following can occur prior to receiving the approval by the SEC of a registration statement? I. Oral offer to
When issuing securities, which of the following can occur prior to receiving the approval by the SEC of a registration statement? I. Oral offer to buy shares II. Written offer to buy shares III. Final determination of the offer price IV. Distribution of a preliminary prospectus
I only
III only
III and IV only
I and IV only
None of the listed activities can occur until after the SEC approval is received.
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