Question
Which act permits the SEC to sue any individual who violates the 1934 act or who helps another person to engage in insider trading in
Which act permits the SEC to sue any individual who violates the 1934 act or who helps another person to engage in insider trading in violation of the act?
Multiple Choice
a. National Securities Markets Improvement Act of 1996
b. Insider Trading Sanctions Act of 1984
c. Insider trading Act of 1988
d. Investment Advisers Act of 1940
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The Legal Environment of Business A Managerial Approach Theory to Practice
Authors: Sean Melvin, Michael Katz
2nd edition
1259286045, 78023807, 978-1259286049, 978-0078023804
