FREE Trial
Answered step by step
Verified Expert Solution
Link Copied!

Question

1 Approved Answer

Which of the following actions would be ILLEGAL in terms of the Securities Services Act? Question 49Select one: a. A private individual who buys shares

Which of the following actions would be ILLEGAL in terms of the Securities Services Act? Question 49Select one: a. A private individual who buys shares through his authorised user. b. An authorised user who buys and sells shares on daily basis. c. A financial services provider who sells shares through an authorised user; d. A life insurance company who trades to reconstitute client portfolios

Step by Step Solution

There are 3 Steps involved in it

Step: 1

blur-text-image

Get Instant Access to Expert-Tailored Solutions

See step-by-step solutions with expert insights and AI powered tools for academic success

Step: 2

blur-text-image

Step: 3

blur-text-image

Ace Your Homework with AI

Get the answers you need in no time with our AI-driven, step-by-step assistance

Get Started

Recommended Textbook for

Constitutional And Administrative Law

Constitutional And Administrative Law

Authors: Alex Carroll

10th Edition

1292286903, 978-1292286907

More Books

Students also viewed these Law questions

Question

★★★★★
Heliumneon laser light ( = 632.8 nm) is sent through a 0.300-mm-wide single slit. What is the width of the central maximum on a screen 1.00 m from the slit?

Answered: 1 week ago

Question

★★★★★
In your opinion, what are the core competencies of Harley-Davidson Motor Company motorcycles? How do these core competencies help Harley Davidson compete against foreign competitors such as Yamaha...

Answered: 1 week ago

Question

★★★★★
=+What are the states of nature?

Answered: 1 week ago

Question

★★★★★
Change to LIFO Retail Diderot Stores Inc., which uses the conventional retail inventory method, wishes to change to the LIFO retail method beginning with the accounting year ending December 31,...

Answered: 1 week ago

Question

★★★★★
Each Bluetooth device is uniquely identified by its: a) 48-bit device address. b) 8-bit parked member address. c) 3-bit active member address. d) 16-bit standby address. e) 32-bit IP address.

Answered: 1 week ago

Question

★★★★★
Case Overview ListedontheSingapore ExchangeinMarch20051,AsiaWaterTechnology Ltd(AWT)facedproblemssuchasrapidlydeterioratingoperatingcashflowproblemsandabreachoffinancial...

Answered: 1 week ago

Question

★★★★★
The basic cycle for a steam power plant is shown inFig. 8.1. The turbine operates adiabatically with inlet steam at 6800 kPa and 550C, and the exhaust steam enters the condenser at 50C with a quality...

Answered: 1 week ago

Question

★★★★★
Refer to the graph below for the attached questions. (12 points; 3 points each). (1) Moving from Point A to Point B, what is the point price elasticity of demand? What is the dollar change in total...

Answered: 1 week ago

Question

★★★★★
The BODYFAT dataset was developed using randomly selected patients who were treated by a particular sports injury rehabilitation group. The purpose was to determine if girth (in centimeters) could be...

Answered: 1 week ago

Question

★★★★★
Lucky, LLC, has four members: Amber, Brandon, Crystal, and Drew. Amber and Brandon each contributed $30,000, and Crystal and Drew each contributed $50,000 to form the company. Profits and losses are...

Answered: 1 week ago

Question

★★★★★
List the violations for the Happy Foods establishments. Provide license_no, Inspection Date, inspection Results, fine, Inspection Point ID, and description of the inspection point violated. need sql...

Answered: 1 week ago

Question

★★★★★
List the five steps in the message-sending process.

Answered: 1 week ago

Question

★★★★★
List and explain the four steps in the communication process.

Answered: 1 week ago

Question

★★★★★
Describe how communication flows through organizations.

Answered: 1 week ago

Previous Question Next Question