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Which of the following is incorrect regarding the New York Stock Exchange's (NYSE's) rules addressing analysts' conflicts of interest? Multiple Choice 0 The rules prohibit
Which of the following is incorrect regarding the New York Stock Exchange's (NYSE's) rules addressing analysts' conflicts of interest? Multiple Choice 0 The rules prohibit a securities rm from offering favorable research to a company in order to induce the company to use the securities rms investment banking service. 0 The rules do not explicitly address whether an analyst's compensation may be tied to a specic investment banking services transaction. 0 The rules increase analyst independence by prohibiting investment banking personnel from supervising analysts or approving research reports. 0 The rules are substantially similar to the Securities and Exchange Commission's (SEC's) Regulation AC
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