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Which of the following is not market surveillance function of IIROC? Select one: a. Carrying out trading analysis b. Monitoring the advertisement of investment advisors
Which of the following is not market surveillance function of IIROC?
Select one: a. Carrying out trading analysis b. Monitoring the advertisement of investment advisors in the market
b. Monitoring the advertisement of investment advisors in the market c. Ensuring compliance with timely of disclosure of information by public traded companies d. Real-time monitoring of trading activity on the Canadian equity markets
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