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Which of the following issues are exempt from filing a registration statement with the SEC? I. Issues that involve less than 5,000 shares of stock
Which of the following issues are exempt from filing a registration statement with the SEC?
I. Issues that involve less than 5,000 shares of stock
II. Loans that mature within nine months
III. Issues less than $5.0 million
IV. Issues that involve less than 1,000 shareholders
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