Question
Which of the following persons must register under the Investment Advisers Act of 1940? Answers: A. A publisher of a business magazine of general circulation
Which of the following persons must register under the Investment Advisers Act of 1940?
Answers:
A. A publisher of a business magazine of general circulation
B. An adviser who advises only on U.S. government securities
C. A CPA who provides substantial investment advisory services
D. A broker who receives only commissions for sales and gives only incidental advice on securities
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Business Analysis And Valuation Using Financial Statements Text And Cases
Authors: Krishna G. Palepu, Paul M. Healy, Victor Lewis Bernard, W.Gordon Filby
2nd Edition
0324015658, 9780324015652
