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Which of the following powers is not available to the SEC pursuant to the Remedies Act? The SEC may start administrative proceedings against any person
Which of the following powers is not available to the SEC pursuant to the Remedies Act? The SEC may start administrative proceedings against any person or entity regulated by the SEC. The SEC may start administrative proceedings against any person or entity not regulated by the SEC. The SEC may order an accounting and disgorgement of illgotten gains. All of the above powers are available to the SEC under the Remedies Act.
Which of the following powers is not available to the SEC pursuant to the Remedies Act?
The SEC may start administrative proceedings against any person or entity regulated by the SEC.
The SEC may start administrative proceedings against any person or entity not regulated by the SEC.
The SEC may order an accounting and disgorgement of illgotten gains.
All of the above powers are available to the SEC under the Remedies Act.
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Introduction To Business Management And General Management
Authors: Don Hellreigel; John Slocum; Susan Jackson
2nd Edition
0190748850, 978-0190748852
