Question
Which of the following statement correct in relation to a Financial Advisers Obligation when he provides financial product advice: Select one: a. The Financial Adviser
Which of the following statement correct in relation to a Financial Advisers Obligation when he provides financial product advice:
Select one:
a.
The Financial Adviser common law obligation include a duty to adopt due care, diligence and competence in preparing the advice when providing personal advice only
b.
The Financial Adviser common law obligations include Fiduciary duties
c.
The Financial Adviser common law obligations include a duty to adopt due care, diligence and competence in preparing the advice when providing legal advice only
d.
The Financial Adviser obligations sit within their duty under the Best Interest Duty rather than the common law
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